Investor Relations

Committee Composition

  Audit Compensation Nominating and Governance
Richard A. Baker Chairman of the Board      
Chairman

Richard A. Baker, 51, the Chairman of our board of directors, has served as one of our directors since our inception in 2007, as Executive Chairman of our board of directors between 2009 and 2012 and as Non-Executive Chairman from 2012 until present. Mr. Baker is the Chief Governour and Executive Chairman of the Hudson’s Bay Company, a diversified North American retail organization, which owns and operates Lord & Taylor, Saks, Inc., and the Hudson’s Bay Company. From 1988 until 2005, Mr. Baker served in various capacities, including President, Chief Operating Officer and Senior Vice President of National Realty & Development Corp., a real estate development company owned by him together with his father, Robert C. Baker, who was formerly one of our directors. National Realty & Development Corp. owns and manages a real estate portfolio which includes shopping centers and corporate business centers located in 20 states. National Realty & Development Corp.’s tenants include prominent retailers such as Walmart, Kohl’s, Lowe’s, Toys ‘R Us, The Home Depot, Sears, Staples, Supervalu and T.J. Maxx. Mr. Baker received a B.S. in Hotel Administration from Cornell University and serves on the Dean’s Advisory Board of the hotel and real estate program. We believe Mr. Baker’s significant prior experience as a founder, an executive officer and a director of numerous real estate companies makes him qualified to serve as a director.


Holdings: 8,249,604 shares     View Transactions
Date Type Shares Traded Price Range
Jan 1, 2017 Acquisition (Non Open Market) 3,142 n/a
Jan 1, 2017 Disposition (Non Open Market) 2,962 21.13
Feb 23, 2016 Acquisition (Non Open Market) 5,850 n/a
Jan 1, 2016 Acquisition (Non Open Market) 4,392 n/a
Jan 1, 2016 Disposition (Non Open Market) 3,173 17.90
Feb 24, 2015 Acquisition (Non Open Market) 5,675 n/a
Jan 1, 2015 Acquisition (Non Open Market) 5,000 n/a
Jan 1, 2015 Disposition (Non Open Market) 3,582 16.79
Feb 21, 2014 Acquisition (Non Open Market) 3,750 n/a
Jan 1, 2014 Acquisition (Non Open Market) 3,750 n/a
Jan 1, 2014 Disposition (Non Open Market) 2,459 14.72
Dec 31, 2013 Acquisition (Non Open Market) 2,084 n/a
Dec 31, 2013 Disposition (Non Open Market) 1,372 14.72
Apr 9, 2013 Acquisition (Non Open Market) 175,568 n/a
Feb 26, 2013 Acquisition (Non Open Market) 3,750 n/a
Feb 1, 2013 Disposition (Non Open Market) 7,311,500 13.13
Feb 1, 2013 Option Execute 8,000,000 12.00
Jan 1, 2013 Disposition (Non Open Market) 1,883 12.85
Dec 31, 2012 Disposition (Non Open Market) 1,306 12.85
Oct 20, 2012 Disposition (Non Open Market) 5,242 12.82
Apr 2, 2012 Acquisition (Non Open Market) 7,500 n/a
Dec 31, 2011 Acquisition (Non Open Market) 2,083 n/a
Dec 31, 2011 Disposition (Non Open Market) 1,310 11.84
Oct 25, 2011 Disposition (Non Open Market) 5,242 10.93
Mar 11, 2011 Acquisition (Non Open Market) 6,250 n/a
Dec 6, 2010 Disposition (Non Open Market) 5,242 9.71
Oct 20, 2009 Disposition (Non Open Market) 10,125,000 n/a
Stuart Tanz      
President and Chief Executive Officer

Stuart A. Tanz, 58, has served as our President and Chief Executive Officer and one of our directors since 2009. Mr. Tanz was the Chief Executive Officer of United Income Properties, Inc. from 2006 to 2009 and its Chief Operating Officer and President from 1988 to 1992. United Income Properties, Inc. was a privately owned retail real estate development company in Southern California which developed, owned and operated various shopping centers in Southern California and now owns, manages and operates approximately 2,250 self-storage units and a retail property. From 1997 to 2006, Mr. Tanz was the Chairman, Chief Executive Officer and President of Pan Pacific Retail Properties, Inc., during which period its total market capitalization increased by 795% from $447 million to over $4 billion. Mr. Tanz oversaw and administered all aspects of Pan Pacific Retail Properties, Inc.’s business, management, finance and personnel and led its $146 million initial public offering on the NYSE and ultimately in the sale of the company for $4.1 billion to Kimco Realty Corp. (NYSE: KIM) in November 2006. From 1992 to December 1996, Mr. Tanz was a director of Revenue Properties Company Limited and was the Co-Chief Executive Officer from May 1996 to August 1997. Revenue Properties Company Limited was a publicly traded company on the Toronto Stock Exchange that was the parent company of Pan Pacific Development Corp., where Mr. Tanz was the President and Chief Operating Officer from 1992 to 1997. From 1982 to 1988, Mr. Tanz was the Director of Acquisitions of Southern California at Bramalea Limited, based in Toronto, Canada, and Bramalea California Inc. Mr. Tanz is a member of the Advisory Council for the University of Southern California Lusk Center for Real Estate and Chairman of the Advisory council for the Tanz Centre for Research in Neurodegenerative Diseases. Mr. Tanz is a member of International Council of Shopping Centers and Young Presidents Organization. In 1998, National Real Estate Investors named Mr. Tanz as one of the country’s top real estate executives under the age of 40 and in 2001 Mr. Tanz was awarded San Diego’s Ernst & Young Real Estate Entrepreneur of the Year in real estate. Mr. Tanz received a B.S. in Business Administration from the University of Southern California, Marshall School of Business. We believe Mr. Tanz’s significant prior public company experience as the Chairman, Chief Executive Officer and President of Pan Pacific Retail Properties, Inc. makes him qualified to serve as a director.


Lee S. Neibart Independent Director Member of Audit Committee    
Director

Lee S. Neibart, 66, has served as one of our directors since our inception in 2007 and, until 2009, served as our President. Mr. Neibart is a founder of NRDC Real Estate Advisors, LLC and NRDC Equity Partners LLC. He is a Senior Partner and the Chairman of the Real Estate Group of Ares Management LLC. From 1993 until July 2013, Mr. Neibart was the Global Chief Executive Officer of AREA Property Partners, formerly Apollo Real Estate Advisors. From 1979 to 1993, Mr. Neibart worked at the Robert Martin Company, a real estate development and management firm, most recently as Executive Vice President and Chief Operating Officer. Mr. Neibart is a director of Hudson’s Bay Company. Mr. Neibart was a director at Linens ‘n Things which filed for bankruptcy protection in May 2008 and entered into liquidation in October 2008. Mr. Neibart serves on the Advisory Board of The Real Estate Institute of New York University. He is a past President of the New York Chapter of the National Association of Industrial and Office Parks. Mr. Neibart received a B.A. from the University of Wisconsin and an M.B.A. from the New York University School of Business. We believe Mr. Neibart’s significant prior experience as a founder, an executive officer and a director of numerous real estate companies makes him qualified to serve as a director.


Holdings: 8,093,713 shares     View Transactions
Date Type Shares Traded Price Range
Feb 22, 2017 Acquisition (Non Open Market) 938 n/a
Jan 1, 2017 Acquisition (Non Open Market) 3,786 n/a
Jan 1, 2016 Acquisition (Non Open Market) 4,469 n/a
Feb 24, 2015 Acquisition (Non Open Market) 4,670 n/a
Mar 14, 2014 Acquisition (Non Open Market) 3,000 n/a
May 7, 2013 Acquisition (Non Open Market) 3,000 n/a
Feb 1, 2013 Disposition (Non Open Market) 7,311,500 13.13
Feb 1, 2013 Option Execute 8,000,000 12.00
Apr 2, 2012 Acquisition (Non Open Market) 3,000 n/a
Feb 22, 2011 Acquisition (Non Open Market) 2,000 n/a
Oct 20, 2009 Disposition (Non Open Market) 10,125,000 n/a
Michael J. Indiveri Independent Director Committee Chair for Audit Committee   Member of Nominating and Governance Committee
Independent Director

Michael J. Indiveri, 64, has served as one of our directors since our inception in 2007. He is a principal of Michael J. Indiveri, CPA LLC, a licensed certified public accounting firm that provides financial and accounting consulting services. From June 2011 to December 2011, Mr. Indiveri provided these financial and accounting consulting services through The Indiveri Group, LLC, a real estate investment firm, where he has served as President since 2007. He was an Executive Vice President and Chief Financial Officer of Hudson Valley Holding Corp. (NYSE: HVB) and its principal subsidiary Hudson Valley Bank from May 2013 to June 2015. From 2007 to 2011, Mr. Indiveri served as Executive Vice President and Chief Financial Officer of Amalgamated Bank in New York. From 1997 until 2007, Mr. Indiveri served as the Executive Vice President & Chief Financial Officer of City & Suburban Federal Savings Bank, where he was also a director. From 1994 to 1997, Mr. Indiveri served as Senior Vice President & Chief Financial Officer of New York Federal Savings Bank. Mr. Indiveri received a B.A. in Political Science from Rutgers University and an M.B.A. from Fordham University. We believe Mr. Indiveri’s experience at Hudson Valley Holding Corp. and his prior experience at Amalgamated Bank in New York, including as Executive Vice President and Chief Financial Officer, Chairman of the Investment Committee and Chairman of the Asset Liability Management Committee, makes him qualified to serve as a director.


Holdings: 58,263 shares     View Transactions
Date Type Shares Traded Price Range
Feb 22, 2017 Acquisition (Non Open Market) 938 n/a
Jan 1, 2017 Acquisition (Non Open Market) 3,786 n/a
Aug 25, 2016 Buy 2,900 22.33
Aug 16, 2016 Buy 5,500 21.72
Jan 1, 2016 Acquisition (Non Open Market) 4,469 n/a
Feb 24, 2015 Acquisition (Non Open Market) 4,670 n/a
Mar 14, 2014 Acquisition (Non Open Market) 3,000 n/a
May 7, 2013 Acquisition (Non Open Market) 3,000 n/a
Apr 2, 2012 Acquisition (Non Open Market) 3,000 n/a
Feb 22, 2011 Acquisition (Non Open Market) 2,000 n/a
Oct 20, 2009 Disposition (Non Open Market) 20,000 n/a
Edward H. Meyer Independent Director   Member of Compensation Committee Committee Chair for Nominating and Governance Committee
Independent Director

Edward H. Meyer, 90, has served as one of our directors since our inception in 2007. Since 2007, Mr. Meyer has served as Chief Executive Officer of Ocean Road Advisors, Inc., an investment management firm. From 1970 to 2006, Mr. Meyer was Chairman and Chief Executive Officer of the Grey Global Group, one of the leading global advertising and marketing agencies. Prior to becoming Chairman, he was President of Grey from 1968 to 1970. He began his career at Bloomingdale’s. Mr. Meyer retired from the Board of Directors of Harman International Industries, Inc. (NYSE: HAR) in December 2016 after 26 years. Mr. Meyer previously served on the Board of Directors of May Department Stores for 17 years, National Cinemedia, Inc. (NASDAQ: NCMI) for 7 years and The Jim Pattison Group. He also served as a director of Ethan Allen Interiors Inc. from 1991 to 2010. Mr. Meyer serves as a Trustee of the Solomon R. Guggenheim Foundation, the Board of Overseers of the Weill Cornell Medical College and the Film Society of Lincoln Center, and as President of the Edward & Sandra Meyer Foundation, Inc. Mr. Meyer received a B.A. in Economics from Cornell University. We believe Mr. Meyer’s significant prior experience as Chairman and Chief Executive Officer of the Grey Global Group and a director of a number of public companies makes him qualified to serve as a director.


Holdings: 69,863 shares     View Transactions
Date Type Shares Traded Price Range
Feb 22, 2017 Acquisition (Non Open Market) 938 n/a
Jan 1, 2017 Acquisition (Non Open Market) 3,786 n/a
Jan 1, 2016 Acquisition (Non Open Market) 4,469 n/a
Feb 24, 2015 Acquisition (Non Open Market) 4,670 n/a
Mar 14, 2014 Acquisition (Non Open Market) 3,000 n/a
May 7, 2013 Acquisition (Non Open Market) 3,000 n/a
May 7, 2013 Buy 20,000 15.50
Apr 2, 2012 Acquisition (Non Open Market) 3,000 n/a
Feb 22, 2011 Acquisition (Non Open Market) 2,000 n/a
Oct 20, 2009 Disposition (Non Open Market) 20,000 n/a
Laura H. Pomerantz Independent Director   Committee Chair for Compensation Committee  
Independent Director

Laura H. Pomerantz, 69, has served as one of our directors since our inception in 2007. In 2014, Ms. Pomerantz was appointed Vice Chairman and Head of Strategic Accounts at Cushman & Wakefield. Ms. Pomerantz is a Principal and founding partner of Laura Pomerantz Real Estate, LLC, founded in April of 2013, and has been an executive in the Real Estate industry for over 20 years. She was a Founding Partner and Principal at PBS Gould Venture, LLC, d/b/a PBS Real Estate, LLC (“PBS Real Estate”), a boutique firm offering commercial real estate advisory solutions to both tenants and landlords. Prior to joining PBS Real Estate in 2001, Ms. Pomerantz was a Senior Managing Director at Newmark & Company Real Estate. Prior to joining Newmark & Company Real Estate in 1996, Ms. Pomerantz was Executive Managing Director of S.L. Green (NYSE: SLG) and prior to that she was the Executive Vice President of The Leslie Fay Companies, Inc., having responsibility for supervising several of its upscale fashion divisions. She was with The Leslie Fay Companies, Inc. for over 18 years and served on the company’s Board of Directors. She is a member of the Carnegie Hall Board of Trustees and is a director at WIN (Women in Need) and G-III Apparel Group, Ltd. (NASDAQ: GIII). Ms. Pomerantz received an A.B.A. in Business Administration from Miami Dade Community College. We believe Ms. Pomerantz’s significant prior experience as a Principal at PBS Real Estate and at other real estate and retail companies makes her qualified to serve as a director.  


Holdings: 49,863 shares     View Transactions
Date Type Shares Traded Price Range
Feb 22, 2017 Acquisition (Non Open Market) 938 n/a
Jan 1, 2017 Acquisition (Non Open Market) 3,786 n/a
Jan 1, 2016 Acquisition (Non Open Market) 4,469 n/a
Feb 24, 2015 Acquisition (Non Open Market) 4,670 n/a
Mar 14, 2014 Acquisition (Non Open Market) 3,000 n/a
May 7, 2013 Acquisition (Non Open Market) 3,000 n/a
Apr 2, 2012 Acquisition (Non Open Market) 3,000 n/a
Feb 22, 2011 Acquisition (Non Open Market) 2,000 n/a
Oct 20, 2009 Disposition (Non Open Market) 20,000 n/a
Charles J. Persico Independent Director   Member of Compensation Committee Member of Nominating and Governance Committee
Independent Director

Charles J. Persico, 77, has served as one of our directors since 2009. Mr. Persico was the President of Perbar Sales Corp. and has been actively involved in various phases of the real estate industry, including development, construction and management, for over 38 years. He has participated in the development, ownership and management of over 2,500 apartment units in the New York metropolitan area as well as over one million square feet of retail and commercial developments. His present portfolio consists of mainly retail developments. He has managed properties for Metropolitan Life, Aetna Insurance Company, Connecticut Mutual Insurance, Roosevelt Savings Bank and Peoples Westchester Savings Bank. Mr. Persico was a member of the Westchester County and New York State Board of Realtors and of local, state and national builders organizations. He was formerly on the Board of Directors of the following organizations: City & Suburban Federal Savings Bank for over ten years serving on the Mortgage Committee, Audit and Finance Committee and also the Planning and Development  Committee, Westchester County Association (a business development organization represented by such companies as IBM, PepsiCo, Chase Bank and many other large publicly traded corporations) and Westchester Business  Partnership. He was also a member of the B.P.O. Elks, Scarsdale Chapter, a prior president and chairman of the Builders Institute of Westchester and Putnam Counties (a 2,400 member organization), a New York State Commissioner of the Hudson River Valley Commission, founder and first President of the Exchange Club of the Town of Greenburgh, past member of the board of trustees of Elizabeth Seton College and of the Advisory Board of  Iona College; Westchester County Commission Christopher Columbus Quincentennial, Board Member of the American Lyme Disease Foundation, and the Real Estate Tax Review Board of the Town of Greenburgh (60,000 population). Mr. Persico received a B.S. in Real Estate from New York University. We believe Mr. Persico’s significant prior experience as President of Perbar Sales Corp. and active involvement in various phases of the real estate industry makes him qualified to serve as a director.


Holdings: 24,863 shares     View Transactions
Date Type Shares Traded Price Range
Feb 27, 2017 Sell 5,000 22.25
Feb 22, 2017 Acquisition (Non Open Market) 938 n/a
Jan 1, 2017 Acquisition (Non Open Market) 3,786 n/a
Jan 1, 2016 Acquisition (Non Open Market) 4,469 n/a
Feb 24, 2015 Acquisition (Non Open Market) 4,670 n/a
Mar 14, 2014 Acquisition (Non Open Market) 3,000 n/a
May 29, 2013 Sell 10,000 14.04
May 7, 2013 Acquisition (Non Open Market) 3,000 n/a
Apr 2, 2012 Acquisition (Non Open Market) 3,000 n/a
Feb 22, 2011 Acquisition (Non Open Market) 2,000 n/a
Aug 13, 2010 Sell 15,000 9.56
Dec 9, 2009 Acquisition (Non Open Market) 25,000 n/a
Oct 20, 2009 Statement of Ownership 0 n/a
Eric Zorn Independent Director Member of Audit Committee    
Independent Director

Eric S. Zorn, 68, has served as one of our directors since March, 2012. Mr Zorn is currently Chairman of ESZ LLC, which is an International Real Estate Consulting Firm. It performs work for clients around the globe. From 2012 to 2015, Mr. Zorn served as a consultant to Wal-Mart Stores, Inc. and was engaged in Walmart’s Asian growth strategy. Until retiring in 2012, Mr. Zorn had served as President of Walmart Realty since 2002 and as an Executive Vice President of Wal-Mart Stores, Inc. since 2005. He led teams responsible for new store growth, store remodeling and property management, merchandise planning, procurement and allocation of capital among markets targeted for growth. Over a 15-year period, Mr. Zorn oversaw the opening of more than 3,200 Walmart stores in the United States, and also oversaw the strategy for disposition of excess real estate. Mr. Zorn joined Walmart in 1993 as Regional Vice President of Operations, becoming a Senior Vice President of Walmart Realty in 1995, after spending 22 years at Jamesway Corporation, including nine years as Senior Vice President and Chief Administrative Officer. Mr. Zorn is on the Board of Visitors for MD Anderson Cancer Center. Mr. Zorn previously served as Trustee of the International Council of Shopping Centers, and has served several other organizations in various capacities, including the Foundation Board of Trustees for Mercy Hospital in Rogers, Arkansas, Professional Women in Construction (New York chapter) and the Susan G. Komen Foundation (NWA Chapter). Mr. Zorn studied history at Fairleigh Dickinson University. We believe that Mr. Zorn’s extensive experience, including leadership of real estate acquisitions and property management for Walmart Realty, makes him qualified to serve as a director.


Chair of the Board = Chair of the Board Committee Chair = Chair Committee Member = Member Independent Director = Independent Director


Stock transaction information provided by EDGAR Online. Retail Opportunity Investments Corp. makes no representation or warranty with respect to any of the information contained herein, takes no responsibility for supplementing, updating or correcting any such information and shall have no liability with respect to any such information. This listing does not include derivatives, such as stock option grants or shares purchased through an employee stock purchase plan. For recent transactions, including derivative transactions, see our Section 16 SEC filings page.

Stock Information

  • NASDAQ:ROIC Oct 20, 2017
  • $18.76 - 0.30 4:00 PM ET

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