SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
(Rule
13d-102)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND
AMENDMENTS
FILED THERETO FILED PURSUANT TO RULE 13D-2(b)
Under
the Securities Exchange Act of 1934
(Amendment
No._)*
Retail Opportunity
Investments Corp.
(Name
of Issuer)
Common
Stock
(Title
of Classes of Securities)
76131N101
(CUSIP
Numbers)
December 31,
2009
(Date
of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is
filed:
:
X Rule 13d-1(b)
: Rule
13d-1(c)
: Rule
13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to
be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934
(“Act”) or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP
No.:76131N101
|
1
|
NAME
OF REPORTING PERSON
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Invesco
Ltd.
IRS
# 980557567
|
|||
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
|
|||
|
3
|
SEC
USE ONLY
|
|||
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Invesco
Ltd. – Bermuda
|
|||
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
Invesco
Institutional (N.A.), Inc. – 2,470,209
Invesco
Management S.A. – 1,782
|
||
|
6
|
SHARED
VOTING POWER
Invesco
Institutional (N.A.), Inc. – 50,552
|
|||
|
7
|
SOLE
DISPOSITIVE POWER
Invesco
Institutional (N.A.), Inc. – 3,354,099
Invesco
Global Asset Management (N.A.), Inc. – 95,181
Invesco
Management S.A. – 1,782
|
|||
|
8
|
SHARED
DISPOSITIVE POWER
Invesco
Institutional (N.A.), Inc.-– 20,337
|
|||
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,471,399
|
|||
|
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*
N/A
|
|||
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.4%
|
|||
|
12
|
TYPE
OF REPORTING PERSON*
See
Item 3 of this statement
|
|||
Item
1(a). Name of Issuer:
Retail
Opportunity Investments Corp.
(b).
Address of Issuer’s Principal Executive Offices:
3
Manhattanville Road; Purchase, NY 10577; United States
Item
2(a). Name of Person Filing:
Invesco
Ltd.
(b).
Address of Principal Business Office or, if none, residence of filing
person:
1555
Peachtree Street NE; Atlanta, GA 30309; United States
(c).
Citizenship of filing person:
Bermuda
(d).
Title of Classes of Securities:
Common
Stock .0001 par value per share
(e).
CUSIP Numbers:
76131N101
Item 3. If this Statement is
Filed Pursuant to ss240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the
Person Filing is a:
(e) [x]
An investment adviser in accordance with section
240.13d-1(b)(1)(ii)(E)
(g) [x] A
parent holding company or control person in accordance with section
240.13d-1(b)(1)(ii)(G)
Item 4.
Ownership:
Please
see responses to Items 5-8 on the cover of this statement, which are
incorporated herein by reference.
Item 5. Ownership of Five
Percent or Less of a Class:
If this
statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than five percent
of the class of securities, check the following [ ]
Item 6. Ownership of More than
Five Percent on Behalf of Another Person:
N/A
Item 7. Identification and
Classification of the Subsidiary which Acquired the Security Being Reported on
by the Parent Holding Company:
The
following subsidiaries of Invesco Ltd. are investment advisers which hold shares
of the security being reported:
Invesco
Institutional (N.A.), Inc.
Invesco
Global Asset Management (N.A.), Inc.
Invesco
Management S.A.
Item 8. Identification and
Classification of Members of the Group:
N/A
Item 9. Notice of Dissolution
of a Group:
N/A
Item 10.
Certification:
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
Signature:
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
02/10/2010
Date
Invesco
Ltd.
By: /s/ Lisa
Brinkley
Lisa
Brinkley
Global
Assurance Officer
JOINT FILING
AGREEMENT
In
accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as
amended, the undersigned hereby agree to the joint filing of the attached
Schedule 13G, and any and all amendments thereto, and expressly authorize
Invesco Ltd., as the ultimate parent company of each of its undersigned
subsidiaries, to file such Schedule 13G, and any and all amendments thereto, on
behalf of each of them.
Dated:
12/31/09
Invesco
Ltd.
By: /s/
Lisa Brinkley
Name:
Lisa Brinkley
Title:
Global Assurance Officer
Invesco
Aim Advisors, Inc.
By: /s/
Todd L. Spillane
Name:
Todd L. Spillane
Title:
Chief Compliance Officer
Invesco
Aim Capital Management, Inc.
By: /s/
Todd L. Spillane
Name:
Todd L. Spillane
Title:
Chief Compliance Officer
Invesco
Trimark Ltd.
By: /s/
Wayne Bolton
Name:
Wayne Bolton
Title:
Vice President, Compliance & Chief Compliance Officer
Invesco
Aim Private Asset Management, Inc.
By: /s/
Todd L. Spillane
Name:
Todd L. Spillane
Title:
Chief Compliance Officer
Invesco
National Trust Company
By: /s/
Kevin Lyman
Name:
Kevin Lyman
Title:
Assistant General Counsel
Invesco
Hong Kong Limited
By: /s/
Asha Balachandra
Name:
Asha Balachandra
Title:
Reg. Head of Legal AP
Invesco
Asset Management Deutschland GmbH
By: /s/
Stephanie Ehrenfried
Name:
Stephanie Ehrenfried
Title:
Head of Legal CE
Invesco
Asset Management Limited
By: /s/
Nick Styman
Name:
Nick Styman
Title:
Director of European Compliance
Invesco
Asset Management S.A.
By: /s/
Nicolas Bouet
Name:
Nicolas Bouet
Title:
Deputy Managing Director
Invesco
Asset Management S.A.
By: /s/
Bernard Aybran
Name:
Bernard Aybran
Title:
Deputy Managing Director
Invesco
Asset Management Oesterreich GmbH
By: /s/
Thomas Kraus
Name:
Thomas Kraus
Title:
Head of Sales
Invesco
Global Asset Management (N.A.), Inc.
By: /s/
Jeffrey Kupor
Name:
Jeffrey Kupor
Title:
Head of Legal WW Institutional
Invesco
GT Management Company S.A.
By: /s/
Nick Styman
Name:
Nick Styman
Title:
Director of European Compliance
Invesco
Institutional (N.A.), Inc.
By: /s/
Jeffrey Kupor
Name:
Jeffrey Kupor
Title:
Head of Legal WW Institutional
Invesco
Management S.A.
By: /s/
John Rowland
Name:
John Rowland
Title:
Director
Invesco
Taiwan Limited
By: /s/
Asha Balachandra
Name:
Asha Balachandra
Title:
Reg. Head of Legal, AP
Invesco
Asset Management (Japan) Limited
By: /s/
Asha Balachandra
Name:
Asha Balachandra
Title:
Reg. Head of Legal, AP
Invesco
Asset Management Ireland Limited
By: /s/
John Rowland
Name:
John Rowland
Title:
Director
Invesco
Kapitalanlagegesellschaft GmbH
By: /s/
Stephanie Ehrenfried
Name:
Stephanie Ehrenfried
Title:
Head of Legal CE
Invesco
PowerShares Capital Management LLC
By: /s/
Deanna Marotz
Name:
Deanna Marotz
Title:
Chief Compliance Officer
Stein Roe
Investment Counsel, Inc.
By: /s/
Greg Campbell
Name:
Greg Campbell
Title:
General Counsel